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FINRA Series 7 Exam Prep

Category - Series 7

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Who obtains and pays the municipal bond attorney rendering a legal opinion about the validity of the bond issue?

the purchaser of the bonds
the underwriter
the issuing municipality
the municipality’s financial adviser

Explanation

Answer: C - the issuing municipality. The issuer pays for the attorney.

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FINRA Series 7 Exam Prep

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