PracticeQuiz content is free on an ad-supported model.

Unfortunately, we can't support AdBlocker usage because of the impact on our servers. If you'd like to continue, please disable your adblcoker and reload page.

Thanks for understanding.

Reload page

FINRA Series 7 Exam Prep

Practice Quiz presents 30 review questions for the FINRA Series 7 General Securities Representative Exam.

Select how would you like to study

People who wish to work as a stockbroker in the U.S.A. must take the am is administered by the Financial Industry Regulatory Authority, or FINRA. 

Applicants take the exam in two 3-hour sessions. Questions cover the following competencies:
Seeks Business for the Broker-Dealer through Customers and Potential Customers (68 questions)
  • Opens Accounts, Transfers Assets, and Maintains Appropriate Account Records (17 questions)
  • Obtains and Verifies Customer's Purchase and Sales Instructions, Enters Orders, and Follows Up (58 questions)
Check out for 50 more free FINRA Series 7 practice test questions and to study hundreds more on the go with the Dynamic Path app.
Disclaimer: This content is provided for informational purposes only. It has not been edited, fact checked or updated. This content is neither affiliated nor endorsed by FINRA or any other official agency. These questions were written by a third party test prep company and licensed by PracticeQuiz for use on this site. Please use at your own discretion.