FINRA Series 7 Exam Prep

Maintained and Updated as of 2022

Practice Quiz presents 30 review questions for the FINRA Series 7 General Securities Representative Exam.

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People who wish to work as a stockbroker in the U.S.A. must take the am is administered by the Financial Industry Regulatory Authority, or FINRA. 

Applicants take the exam in two 3-hour sessions. Questions cover the following competencies:
Seeks Business for the Broker-Dealer through Customers and Potential Customers (68 questions)
  • Opens Accounts, Transfers Assets, and Maintains Appropriate Account Records (17 questions)
  • Obtains and Verifies Customer's Purchase and Sales Instructions, Enters Orders, and Follows Up (58 questions)
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Disclaimer: This content is provided for informational purposes only. It has not been edited, fact checked or updated. This content is neither affiliated nor endorsed by FINRA or any other official agency. These questions were written by a third party test prep company and licensed by PracticeQuiz for use on this site. Please use at your own discretion.

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