Practice Quiz

FINRA Series 63 (NASAA)

Category - Series 63

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Which of the following would not be found in a tombstone advertisement?
  1. the price at which the security will be offered
  2. the names of the underwriters
  3. the name of the issuer
  4. the interest rate and time to maturity of a bond issue
Explanation
Answer: A - The price at which the security will be offered will not be found in a tombstone advertisement. A tombstone advertisement is not an offer to sell the security and, in any case, it is unlikely that the final offer price will have even been decided on at this point.
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