FINRA Series 63 (NASAA)

Category - Series 63

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Which of the following would not be found in a tombstone advertisement?

the price at which the security will be offered
the names of the underwriters
the name of the issuer
the interest rate and time to maturity of a bond issue

Explanation

Answer: A - The price at which the security will be offered will not be found in a tombstone advertisement. A tombstone advertisement is not an offer to sell the security and, in any case, it is unlikely that the final offer price will have even been decided on at this point.

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FINRA Series 63 (NASAA)

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FINRA Series 63 (NASAA)

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