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FINRA Series 7

Category - Series 7

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Which of the following is considered a firm quotation in the over-the-counter market?

27.50
27.50 workout
27.50 subject
both B and C

Explanation

Answer: A - 27.50. Anytime there is qualifying language attached to a quotation it is not considered firm.

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FINRA Series 7

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FINRA Series 7

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