FINRA Series 7
Maintained and Updated as of 2023
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Perfect for the on-the-go financial professional!
Dynamic Path's FINRA Series 7 module contains 400 focused questions to thoroughly prepare you for General Securities Representative Exam, administered by the Financial Industry Regulatory Authority (FINRA).
This module contains professionally-written multiple-choice review questions with detailed, helpful explanations. Learn at your own pace in Study Mode, or give yourself a timed quiz in Test Mode.
This app covers all of subject areas presented on the Series 7 exam, including:
– The critical functions of seeking business for the broker-dealer
– Evaluating customers
– Keeping customers informed
– Making suitable investment recommendations
– Handling of accounts and keeping of appropriate account records
– Explaining the organization, participants, factors and functions of various securities markets
– Executing customer orders
– Monitoring portfolios
Dynamic Path is neither affiliated with nor endorsed by FINRA or any other official agency.
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