Which of the following best describes a situation for which a reply to the examiner’s Office action including both an affidavit filed under 37 CFR 1.131 and an affidavit filed under 37 CFR 1.132 may be in accord with the patent laws, rules and procedures as related in the MPEP?
  1. In a timely reply to a non-final Office action, where the examiner’s sole rejection of appellant’s claims is based on an alleged violation of the enablement requirement of 35 USC 112.
  2. In a timely reply to non-final Office action, where the examiner’s sole rejection of appellant’s claims is a rejection under 35 USC 103(a) employing a non-patent document that was published less than one year prior to the filing date of appellant’s
  3. In a timely reply to a non-final Office action, where the examiner’s sole rejection of appellant’s claims is a rejection under 35 USC 103(a) employing a noncommonly owned U.S. patent as prior art under 35 USC 102 (e) that claims the same invention as
  4. In a timely reply to an examiner’s answer presenting the affidavits for the first time, where in the examiner’s first Office action and final rejection, the examiner maintains the same rejection under 35 USC 103(a) of all of appellant’s claims based
  5. In a timely reply to a final Office action presenting the affidavits for the first time, where in the examiner’s first Office action, the examiner’s sole rejection of appellant’s claims is a rejection under 35 USC 103(a) employing a non-patent docum
Explanation
Answer: B - MPEP § 715, under the heading “Situations Where 37 CFR 1.131 Affidavits or Declarations Can Be Used,” provides that an affidavit under 37 CFR § 1.131 may be used to antedate a reference that qualifies as prior art under 35 U.S.C. § 102(a) but not 35 U.S.C. § 102(b). Also, MPEP § 716 provides that objective evidence traversing a rejection may be presented in a timely submitted affidavit under 37 CFR § 1.132. As for (A), an affidavit under 37 CFR § 1.131 would not serve any useful purpose in those situations. See MPEP § 715. Regarding (C), an affidavit under 37 CFR § 1.131 would be inappropriate. See MPEP § 715, under the heading “Situations Where 37 CXFR 1.131 Affidavits or Declarations Are Inappropriate.” As for (D) and (E), a reply including affidavits under 37 CFR § 1.131 and 37 CFR § 1.132 normally would be considered untimely under the circumstances set forth in those answers. See 37 CFR §§ 1.116, 1.192(a) and 1.195. Also, see MPEP §§ 715.09 and 716.01. Consequently, (B) is the most correct answer.
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