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FINRA Series 7

Category - Series 7

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What Federal Reserve Board regulation governs the extension of securities-related credit by banks?

Regulation G
Regulation T
Regulation U
Regulation X

Explanation

Answer: C - Regulation U. Regulation T is the extension of credit by broker/dealers. Reg U relates to the extension of credit by banks on securities.

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FINRA Series 7

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FINRA Series 7

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