FINRA Series 7

Category - Series 7

Which of the following organizations usually has a prominent role in guiding investment policies of mutual funds?
  1. the plan company
  2. the management group
  3. the custodian bank
  4. the underwriter
Explanation
Answer: B - the management group. The management group is actually comprised of the management company (including the underwriter) and the investment advisor.
Was this helpful? Upvote!
Login to contribute your own answer or details

Top questions

Related questions

Most popular on PracticeQuiz