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Financial Planner

Category - Professional Conduct and Regulation

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If the DEC determines that suspension is required, what is the maximum period of suspension?

1 year
3 years
5 years
10 years

Explanation

Answer: C - If the DEC determines that a Certified Financial Planner should be suspended, the DEC must specify the period of time, not to exceed five years. In addition, the CFP Board publishes a press release identifying the suspended practitioner.

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