Practice Quiz

FINRA Series 6

Category - Series 6

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After passing the Series 6 and becoming a registered representative, you will be able to execute transactions in which of the following securities?

I. corporate stocks
II. mutual funds
III. corporate bonds
IV. variable contracts
  1. I, II, III, and IV
  2. I, II, and IV only
  3. II and III only
  4. II and IV only
Explanation
Answer: D - After passing the Series 6 and becoming a registered representative, you will be able to execute transactions in mutual funds and variable contracts only. A passing grade on the Series 6 qualifies you to be registered as a “limited representative.”
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