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FINRA Series 6 - 50 test questions free

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Dynamic Path presents 325 review questions for the Financial Industry Regulatory Authority (FINRA) Investment Company Products/Variable Contracts Limited Representative Qualifications Examination (Series 6). 

This module contains professionally-written multiple-choice review questions with detailed, helpful explanations. Learn at your own pace in Study Mode, or give yourself a timed quiz in Test Mode.

Topics covered include:
– Securities Markets, Investment Securities and Economic Factors
– Securities and Tax Regulation
– Marketing, Prospecting and Sales Presentation
– Evaluation of Customers
– Product Information; Investment Company Securities and Variable Contracts
– Opening and Servicing Customer Accounts

Dynamic Path is neither affiliated with nor endorsed by FINRA or any other official agency.

FAQs

The FINRA Series 6 Exam contains 50 questions across the following four categories: (F1) Seeks Business for the Broker-dealer from Customers and Potential Customers (12 questions), (F2) Opens Accounts After Obtaining and Evaluating Customers’ Financial Profile and Investment Objectives (8 questions), (F3) Provides Customers with Information About Investments, Makes Recommendations, Transfers Assets and Maintains Appropriate Records (25 questions), and (F4) Obtains and Verifies Customers’ Purchase and Sales Instructions; Processes, Completes and Confirms Transactions (5 questions).

The FINRA Series 6 Exam is 1 hour and 30 minutes long.

The passing score for the FINRA Series 6 is 70.

Passing the FINRA Series 6 exam grants the test taker FINRA Series 6 certification which permits the individual to sell packaged securities products. Overall, the exam assesses an individual’s knowledge of investment securities and products as well as their understanding of laws and regulations regulating their sales.

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Ted Chan

Ted Chan

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Ted Chan is the Managing Editor of PracticeQuiz.com. Ted has experience as a journalist and a writer, including editorial or content production roles at ESPN, Better Business Bureau, The Boston Globe, and Forbes. Ted holds a BA from Swarthmore College with High Honors, and a MBA from the MIT Sloan School of Management. Ted also studied at the Harvard Business School, earning a Certificate in Value-based Health Care Delivery.

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