FINRA Series 6

Category - Series 6

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MoeMoney Investments is a diversified management company. This means that:

it is a closed-end company
it is a mutual fund
it may invest no more than 5% of its investment monies in one issuer
it must be invested in a variety of industries and geographic regions

Explanation

Answer: C - Since MoeMoney is a diversified management company, it may invest no more than 5% of its investment monies in one issuer. It may be either a closed-end or an open-end company (mutual fund), and it need not necessarily be invested in a variety of industries and geographic regions.

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FINRA Series 6

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FINRA Series 6

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