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FINRA Series 63 (NASAA)

Category - Series 63

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Which of the following would not appear on a trade confirmation?

the client’s account number
the commission
the settlement date
All of the above items appear on a trade confirmation.

Explanation

Answer: D - All of the items listed appear on a trade confirmation-the client’s account number, the commission, and the settlement date-as well as a lot of additional information.

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FINRA Series 63 (NASAA)

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