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FINRA Series 7

Category - Series 7

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Which of the following rights does an ADR holder not have?

preemptive rights
the right to vote for your mother-in-law as a board member
the right to transfer ownership
the right to see financial statements

Explanation

Answer: A - preemptive rights. Holders of ADRs do not have preemptive rights, although they have most other rights of shareholders, including the right to vote for board members-even a mother-in-law

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FINRA Series 7

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