Practice Quiz

FINRA Series 7

Category - Series 7

Start a Study Session Sign up for Question of the Day
Which of the following is not provided for by Blue Sky laws?
  1. registration of representatives
  2. registration of securities offered in the state
  3. interstate mail fraud in securities offerings
  4. registration of securities dealers
Explanation
Answer: C - interstate mail fraud in securities offerings. Blue Sky laws are state security laws and do not cover interstate regulations.
Was this helpful? Upvote!
Login to contribute your own answer or details
Start a Study Session Sign up for Question of the Day

Top questions

Related questions

Most popular on PracticeQuiz