Practice Quiz

FINRA Series 7

Category - Series 7

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Under which of the following was SIPC established?
  1. Securities Act of 1933
  2. Securities Exchange Act of 1934
  3. Securities Investor Protection Act of 1970
  4. Securities Exchange Reform Act of 1975
Explanation
Answer: C - Securities Investor Protection Act of 1970. SIPC was established under this act.
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