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FINRA Series 7

Category - Series 7

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Under Rule 415 a corporation may file a single registration statement with the SEC covering its anticipated financing need for the next:

one year
two years
three years
five years

Explanation

Answer: B - two years. The corporation can offer these securities in whole or in part for the ensuing two years.

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FINRA Series 7

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FINRA Series 7

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