Practice Quiz

FINRA Series 6

Category - Series 6

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The Securities Exchange Commission consists of:
  1. 6 members, elected by member firms.
  2. 5 members, appointed by the President of the U.S., with Senate approval
  3. 7 members, appointed by FINRA.
  4. 5 members, appointed by the Secretary of Treasury of the U.S.
Explanation
Answer: B - The Securities Exchange Commission consists of 5 members, appointed by the President of the U.S., with Senate approval.
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