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FINRA Series 6

Category - Series 6

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The fees that member firms must pay to FINRA are based on:

I. the total market value of its assets.
II. the number of registered representatives it employs.
III. the number of branch offices it has.

I only
I and III only
II and III only
I, II, and III

Explanation

Answer: C - The fees that member firms must pay to FINRA are based on the number of registered representatives it employs and the number of branch offices it has.

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FINRA Series 6

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FINRA Series 6

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