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FINRA Series 7

Category - Series 7

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The agreement between the members of a syndicate and the manager is known as the:

agreement among underwriters
underwriting agreement
standby agreement
selling agreement

Explanation

Answer: A - agreement among underwriters. This agreement authorizes the manager to handle the offering. The final contract between the manager and the issuer is the “underwriting agreement”.

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FINRA Series 7

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