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FINRA Series 7

Category - Series 7

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Regulation A permits a short form of filing for offerings of new securities provided the total amount of the offering does not exceed:

$1,000,000
$5,000,000
$2,000,000
$2,500,000

Explanation

Answer: B - $5,000,000. This is the maximum under Regulation A.

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FINRA Series 7

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FINRA Series 7

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