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FINRA Series 7

Category - Series 7

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Bubba wants to buy 500 shares of an NYSE listed stock at 38.87 but he wants to buy at one time, right away, or else forget it. What kind of order should the registered representative enter?

fill or kill
all or none
immediate or cancel
now or never

Explanation

Answer: A - fill or kill. This type of order is cancelled if the entire amount cannot be executed.

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