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FINRA Series 7

Category - Series 7

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Bubba is concerned about the liquidity of a possible municipal bond purchase. He is therefore probably most interested in the rating supplied by which of the following?

the bond buyers
Moody’s
White’s
Dow Jones

Explanation

Answer: C - White’s. White’s ratings are based on trading market data as opposed to the financial data of the issue, which is used by Moody’s as well as S&P.

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FINRA Series 7

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FINRA Series 7

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