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FINRA Series 7

Category - Series 7

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A trust instrument drawn pursuant to the Trust Indenture Act of 1939 sets forth which of the following?

the rights of stockholders
the duties of the trustee
the obligations of the issuing corporation
both B and C

Explanation

Answer: D - both B and C. A trust indenture does both of these but does not define the rights of stockholders.

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FINRA Series 7

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FINRA Series 7

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