Practice Quiz

FINRA Series 6

Category - Series 6

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A table providing detailed information on the various fees and expenses charged by a mutual fund can be found in the fund’s:
  1. Statement of Additional Information (SAI.)
  2. prospectus.
  3. financial statements.
  4. annual report.
Explanation
Answer: B - A table providing detailed information on the various fees and expenses charged by a mutual fund can be found in the fund’s prospectus. The other choices provide a wealth of information regarding such items as investment strategies, fund holdings, and financial statements, however.
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