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FINRA Series 7

Category - Series 7

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A new stock offering by Bubba Corporation provides details that state between 1,000,000 and 1,500,000 shares will be sold depending upon market conditions. This offering is a:

best efforts
standby
mini-max
market potential

Explanation

Answer: C - mini-max. These offerings state the minimum and maximum number of shares offered.

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FINRA Series 7

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