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FINRA Series 7

Category - Series 7

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A mutual fund letter of intent may permissibly be predated for a period of time up to:

5 business days
10 business days
90 calendar days
13 months

Explanation

Answer: C - 90 calendar days. An investor has 90 days from the date of original purchase to sign a letter of intent. The maximum duration for the letter is 13 months from the initial purchase.

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FINRA Series 7

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FINRA Series 7

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