FINRA Series 7

Category - Series 7

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A four-letter symbol assigned to an issue is characteristic of an equity security that is:

authorized for inclusion in the NASDAQ system
listed on the NYSE
admitted to unlisted trading privileges on a regional stock exchange
trading in less than 100-share units on the American Stock Exchange

Explanation

Answer: A - authorized for inclusion in the NASDAQ system. Stocks listed on an exchange have no more than three characters in their symbols.

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