Practice Quiz

FINRA Series 63 (NASAA)

Category - Series 63

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You have passed the necessary exams (congratulations!) and are applying for registration as a securities agent. It is already the end of September. Therefore, you must pay
  1. one-fourth of the annual fee required since only one quarter of the year remains.
  2. the full annual fee, and your license will expire on September 30th next year.
  3. the full annual fee, and your license will expire on December 31st next year.
  4. the full annual fee, and your license will expire on December 31st this year.
Explanation
Answer: D - Once you have passed the necessary exams and are applying for registration as an agent, you must pay the full annual fee and your license will expire on December 31st of the current year, no matter how late in the year it is.
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