FINRA Series 63 (NASAA)

Category - Series 63

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To continue operating as an agent, broker-dealer, investment adviser, or investment adviser representative next year, you must pay the filing fee to renew your license with the state Administrator by

January 15^th of the new year.
January 30^th of the new year.
December 31^st of this year.
the anniversary date of the original issue date on your license.

Explanation

Answer: C - To continue operating as an agent, broker-dealer, investment adviser, or investment adviser representative next year, you must pay your filing fee to renew your license by December 31^st of this year. Otherwise, your license will expire. There is no grace period.

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FINRA Series 63 (NASAA)

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