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FINRA Series 63 (NASAA)

Category - Series 63

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The state official who has regulatory authority over the securities industry within the state is known as the

attorney-general.
administrator.
investor-protection officer.
secretary of state.

Explanation

Answer: B - The state official who has regulatory authority over the securities industry within the state is the administrator.

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FINRA Series 63 (NASAA)

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FINRA Series 63 (NASAA)

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