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Financial Planner

Category - Professional Conduct and Regulation

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The CFP Board requires that certificants do what as part of Principle 3 - Competence?

Treat others as you would want to be treated
Be impartial
Keep each client’s account as long as the client wants
Consult or refer to others when you do not know something

Explanation

Answer: D - To be competent, you should maintain your knowledge and skills, committing to learning and professional improvement. If a client needs knowledge or skills that you do not have, consult with another professional or refer the client to someone who has the competence to assist the client.

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Financial Planner

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Financial Planner

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