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FINRA Series 63 (NASAA)

Category - Series 63

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The Administrator may not introduce a stop order to deny, revoke, or suspend the effective registration of a security based on facts that were disclosed during the registration process unless he does so within

30 days.
45 days.
60 days.
1 year.

Explanation

Answer: A - The Administrator may not introduce a stop order against the registration of a security based on facts that were disclosed during the registration process unless he does so within 30 days.

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FINRA Series 63 (NASAA)

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