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FINRA Series 63 (NASAA)

Category - Series 63

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Registration by coordination is provided for by which of the following federal securities acts?

Securities Act of 1933
Securities and Exchange Act of 1934
Investment Advisers Act of 1940
Investment Company Act of 1940

Explanation

Answer: A - The Securities Act of 1933 is the Act that requires that all new securities be registered and provides for registration by coordination.

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FINRA Series 63 (NASAA)

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