Practice Quiz

Financial Planner

Category - Professional Conduct and Regulation

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Based on the CFP Board’s Principles, which of the following is demanded by integrity?
  1. Candor
  2. Personal gain
  3. Legitimate differences of opinion
  4. Subordination of personal principles
Explanation
Answer: A - The Certified Financial Board’s first principle is Integrity. According to the principles, this demands both candor and honesty. You cannot put your integrity at risk for personal gain, and you should not reduce your personal principles while still having integrity. The Certified Financial Board will make allowances for legitimate differences of opinion or for unintended errors.
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