Practice Quiz

FINRA Series 63 (NASAA)

Category - Series 63

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Barring no irregularities (such as a license revocation by another state last year), after you have filed for registration as an agent, your license will be granted within
  1. 10 business days.
  2. 14 business days.
  3. 30 days.
  4. 45 days.
Explanation
Answer: C - Barring no irregularities, after you have filed for registration as an agent, you should receive your license within 30 days. More specifically, your license will be approved “no later than noon of the 30th day after filing.”
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