Practice Quiz

Paralegal Exam Prep - Question List

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171. The Federal Trade Commission was established:
  1. To enforce antitrust laws
  2. To regulate interstate transportation
  3. To regulate international commerce
  4. To enforce product safety laws
  5. To regulate interstate commerce
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172. Which of the following is NOT a federal securities law?
  1. The Sherman Antitrust Act of 1890
  2. The Private Securities Litigation Reform Act of 1995
  3. The Market-Reform Act of 1990
  4. The Securities Enforcement Remedies and Penny Stock Reform Act of 1990
  5. The Trust Indenture Act of 1939
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173. A security is:
  1. An option banknote
  2. A mutual option
  3. An investment contract
  4. The manner in which a company safeguards its corporation secrets
  5. A document that is given to a member of a company's board of directors
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174. Which federal securities law regulates debt securities?
  1. Securities and Exchange Act of 1954
  2. Trust Indenture Act of 1939
  3. Clayton Debt Securities Act of 1943
  4. Investment Company Act of 1940
  5. Investment Advisors Act of 1940
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175. Which federal agency enforces the Sarbanes-Oxley Act of 2002?
  1. National Security Council
  2. Federal Judicial Center
  3. Congressional Budget Office
  4. Office of Compliance
  5. Securities and Exchange Commission
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